-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRtcxHww9LBkGC1UL98+ml8ciG2KOFXwu2E163rs/lSnrrkh0vK6ppiC7/XiiBn0 HqFJgwBoRB/iENUISgSLfg== 0001193125-04-023475.txt : 20040217 0001193125-04-023475.hdr.sgml : 20040216 20040213173802 ACCESSION NUMBER: 0001193125-04-023475 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CERADYNE INC CENTRAL INDEX KEY: 0000018937 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 330055414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37271 FILM NUMBER: 04600989 BUSINESS ADDRESS: STREET 1: 3169 RED HILL CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145490421 MAIL ADDRESS: STREET 2: 3169 RED HILL CITY: COSTA MESA STATE: CA ZIP: 92626 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOSKOWITZ JOEL PHILLIP CENTRAL INDEX KEY: 0001216886 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CERADYNE INC STREET 2: 3169 REDHILL AVE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145490421X262 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A FOR CERADYNE Schedule 13G/A for ceradyne

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

 

 

 

CERADYNE, INC.


(Name of Issuer)

 

 

COMMON STOCK


(Title of Class of Securities)

 

 

156710-10-5


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

þ Rule 13d-1(d)

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).


SCHEDULE 13G

 

CUSIP No. 156710-10-5       Page 2 of 4 Pages

 


  1.  

NAME OF REPORTING PERSONS/

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            Joel P. Moskowitz

   

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   

  3.  

SEC USE ONLY

 

   

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States of America

   

NUMBER OF

SHARES

REPORTING

BENEFICIALLY

OWNED BY

EACH

PERSON

WITH

 

  5.    SOLE VOTING POWER

 

                759,710


  6.    SHARED VOTING POWER

 

                0


  7.    SOLE DISPOSITIVE POWER

 

                759,710


  8.    SHARED DISPOSITIVE POWER

 

                0


  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            759,710

   

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES            ¨

(See Instructions)

   

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            7.2% (based on shares outstanding on December 31, 2003)

   

12.  

TYPE OF REPORTING PERSON (See Instructions)

 

            IN

   

 


Item 1.

 

(a)

   Name of Issuer: Ceradyne, Inc.          
   

(b)

  

Address of Issuer’s Principal Executive Offices:

            3169 Redhill Avenue

            Costa Mesa, CA 92626

         

Item 2.

 

(a)

   Name of Person Filing: Joel P. Moskowitz          
   

(b)

  

Address of Principal Business Office:

            3169 Redhill Avenue

            Costa Mesa, CA 92626

         
   

(c)

   Citizenship: United States of America          
   

(d)

   Title of Class of Securities: Common Stock          
   

(e)

   CUSIP Number:    156710-10-5          

Item 3.

  If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:     
    (a)    ¨    Broker or dealer registered under Section 15 of the Act;
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Act;
    (c)    ¨    Insurance Company as defined in Section 3(a)(19) of the Act;
    (d)    ¨    Investment Company registered under Section 8 of the Investment Company Act;
    (e)    ¨    Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940;
    (f)    ¨    Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
    (g)    ¨    Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note, See Item 7);
    (h)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(H).
    If this statement is filed pursuant to 13d-1(c), check this box.  ¨

 

Item 4.

   Ownership.          
     (a)    Amount beneficially owned: 759,710 shares of Common Stock          
     (b)    Percent of Class: 7.2% (based on shares outstanding on December 31, 2003)          
     (c)    Number of shares as to such person has:          
          (i)    sole power to vote or to direct the vote of:     759,710          
          (ii)    shared power to vote or to direct the vote of:    0          
          (iii)    sole power to dispose or to direct the disposition of:     759,710          
          (iv)    shared power to dispose or to direct the disposition of:     0          

Item 5.

   Ownership of 5% or Less of Class.     

If this statement is being filed to report the fact that as of the date hereof the reported person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following:  ¨

    

 

3


Item 6.

   Ownership of More Than 5% on Behalf of Another Person          
     Not applicable.          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
     Not applicable.

Item 8.

   Identification and Classification of Members of the Group.          
     Not applicable.          

Item 9.

   Notice of Dissolution of Group.          
     Not applicable.          

Item 10.

   Certification.          
     Not applicable.          

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2004       /s/    JOEL P. MOSKOWITZ
       
        Name:    Joel P. Moskowitz

 

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